Nov 13, 2005: WASHINGTON - NASD announced recently that it has ordered Minneapolis-based Ameriprise Financial, formerly American Express Financial Advisors, to pay a fine of $500,000 for failing to adequately supervise the firm’s sales of Section 529 college savings plans. more…

http://www.taxsaveronline.com/taxlinks/california-state-income-tax.html
Originally Posted on 11/20/2005 1:49:54 PM
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